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Group Compliance

With the increase in regulation in the financial services market and in particular, the development of the FSA, The Davies Group has established a separate dedicated Compliance Unit. This unit is responsible for corporate governance and internal control, and for establishing and maintaining systems and procedures to ensure compliance with FSA regulation for all companies within the group.

Compliance Office
2nd Floor, East Court, Riverside Park,
Stoke on Trent, Staffordshire, ST4 4DA

Head of Compliance
Tracey Thompson
Mobile: 07584 213120
Office: 01782 339778
tracey.thompson@davies-group.com